We take the worry and pressure out of FSA compliance requirements and leave you to do what you do best – provide quality advice and service to your clients whilst focussing on growing your business. Many IFA frustrations include:-   ·         Time spent on compliance instead of writing business ·         Fear of missing something that the FSA may pull them up on ·         Changing how the firm works in order to keep up to date with regulatory changes ·         Supervising advisers ·         Keeping up to date with products and how they work ·         Finding time to study for qualifications ·         Paperwork

This is where CATS can help you!

Personal service- we become part of your team and become a sounding board for future projects and for concerns.

Bespoke service- the levels of service we offer dictates the frequency and account of work you require. However every firm is different and we pride ourselves on the fact that we give each firm a bespoke service.

We are committed to ensuring that you have the same consultant for as long as possible..

Who do we work with?

We specialise in looking after small to medium sized firms who conduct general IFA business.

We choose to work with firms who are.....

1.       Receptive to our feedback

2.       Forward thinking and keen to develop

3.       Holistic financial planners

4.       Focussed on putting the client first

5.       Committed to building string relationships

Respect their clients and suppliers

Our IFA Compliance Services